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Professional Courses

FinTech: Compliance Programs

The FinTech: Compliance Programs course is a specialized program designed for professionals and students seeking to understand the regulatory and compliance frameworks that govern the rapidly evolving FinTech ecosystem. As financial technologies disrupt global markets, the need for skilled compliance professionals who can navigate digital finance laws, anti-money laundering (AML) regulations, data privacy mandates, and KYC (Know Your Customer) policies has become critical. This self-paced program provides a comprehensive understanding of financial regulations, governance structures, and risk management frameworks that apply to FinTech companies, digital banks, and payment platforms. Learners will gain the knowledge required to ensure transparency, consumer protection, and regulatory alignment in digital financial operations. Certification Partner: CPD, UK

120

About this program

  • Module 01: Introduction to FinTech & Regulatory Environment

    Overview of global FinTech evolution, emerging technologies, and the importance of compliance in the digital financial ecosystem.

  • Module 02: Financial Regulations and Licensing Frameworks

    Covers banking and payment licensing models, regulatory sandboxes, and cross-border compliance frameworks in the FinTech domain.

  • Module 03: AML/KYC Compliance in Digital Finance

    Explores anti-money laundering protocols, customer due diligence (CDD), and transaction monitoring systems.

  • Module 04: Data Privacy, Cybersecurity & Consumer Protection

    Focuses on GDPR, data localization, and digital identity verification requirements in financial systems.

  • Module 05 : RegTech and Automated Compliance Tools

    Introduces the role of technology in compliance management, AI-based fraud detection, and continuous monitoring solutions.

  • Module 06: Risk Management and Governance Frameworks

    Teaches how to design, monitor, and maintain internal controls, compliance reporting mechanisms, and governance models for FinTech enterprises.

  • Module 07: Case Studies and Final Assessment

    Includes global case studies from payment gateways, neobanks, and digital asset platforms to help learners apply practical compliance insights.